This website is intended to give a presentation and general background information about ALS Investment Fund III and any investment vehicles (all fund entities referred to as “Fund” managed by SUNU Ventures BV (“manager”).
The information contained herein is preliminary and subject to change and is also incomplete. These materials do not constitute all the information necessary to adequately evaluate the consequences of investing in the Fund.
This Website does not constitute or form part of any offer or invitation to sell or issue, or any solicitation of any offer to purchase or subscribe for any interest in the Fund. Recipients of this Information are reminded that any subscription may be made solely on the basis of the information contained in the final Websiteation in relation to the Fund (such as the fund agreement, subscription agreement and prospectus, the Fund Websites), which may be different from the information contained in this Website. In case the Fund Websites and this Website contradict each other, the Fund Websites shall prevail.
This Website contains only certain summarized information in respect of the Fund and does not purport to be all inclusive or to contain all the information that an Investor may desire in investigating the Fund. This Website does not constitute legal, tax, accounting or investment advice. Each Investor must conduct and rely on its own examination and evaluation of the Fund and the applicable terms, including the merits and risks involved and the legal and tax consequences, in making an investment decision with respect to the Investment. The Manager does not provide advice regarding an Investment in the Fund.
Certain information in this Website relates to forward-looking statements, including, but not limited to, projections and other estimates (such as estimates of returns or performance), and is based on certain assumptions that are subject to change. Due to various risks and uncertainties, actual results, performance or achievements of the Fund may differ materially from the future results, performance or achievements as expressed or presented in the forward-looking statements contained in this Website. Furthermore, actual events are difficult to predict and often depend on factors outside the Manager's control.
The information contained in this Website has not been independently verified. Certain information contained herein has been obtained from public sources and/or prepared by other parties and the Manager accepts no liability or responsibility for this information, nor does the Manager give any guarantee regarding the correctness or completeness of this information.
The Manager is registered with the AFM under the so-called “small managers registration regime” of section 2:66 a sub 1 and 3 of the Dutch Act on the Financial Supervision (Wet op het financieel toezicht, AFS). Therefore, the Manager does not have a license pursuant to section 2:65 of the AFS and as such neither the Manager nor the Fund are currently subject to supervision pursuant to Part 3, Prudential Supervision Financial Undertakings, and Part 4, Conduct of Business Supervision Financial Undertakings, of the AFS.
No approved prospectus is required pursuant to article 3 (1) of the Prospectus Regulation (Regulation (EU) 2017/1129) (the Prospectus Regulation), as amended or superseded.
A key information Website in respect of the Fund pursuant to Regulation (EU) no. 1286/2014 will be prepared, which will be provided on paper and free of charge by the Manager at the request of the investors and will be available on this website, www.alsinvestmentfund.com.
This Website is governed by Dutch law. This Website is released on April 1, 2025, the Manager excludes any obligation to update this Website as a result of, for instance, changes in the expectations expressed on this Website, as well as changes in the events, conditions or circumstances on which the information contained on this Website is based.
Notice to investors from Germany:
The content of this Website has not been verified by the German Federal Financial Supervisory Authority (Bundesanstalt fur Finanzdienstleistungsaufsicht, “BaFin”). The interests in the Fund may only be marketed or acquired within Germany in accordance with the German Capital Investment Act (Kapitalanlagegesetzbuch, “KAGB”) and any laws and regulations applicable in Germany governing the issue, offering, marketing and sale of the interests. The interests in the Fund may be marketed in Germany only to “professional investors” as defined in the KAGB and the Directive 2011/61/EU on Alternative Investment Fund Managers. The interests in the Fund may not be marketed in Germany to private investors and semi-professional investors as defined in the KAGB. To the extent the Website (including any supplements) provides information on any investment vehicle or partnership other than the Fund, the information is for investor disclosure purposes only. The interests in any of these other vehicles and partnerships may only be marketed in Germany with the prior express consent of the Manager. Each potential investor is advised to consider possible tax consequences and to consult his own tax counsel.
Notice to investors from the US:
This Website is intended to give a presentation and general background information about an investment vehicle or more investment vehicles, referred to as ALS Investment Fund (“ALS-IF”), that will invest in companies that are developing specific therapeutics and diagnostics for the treatment of ALS and other diseases. It is information in a summary form and does not purport to be complete. These materials are for preliminary informational purposes only and are not an offer or solicitation to buy or sell any security or to participate in any trading strategy. The information contained herein is preliminary and subject to change and is also incomplete. These materials do not constitute all the information necessary to adequately evaluate the consequences of investing in ALS-IF.
References to investments made by ALS-IF only serve as examples of the type of investments that the ALS-IF intends to make. Such investments were not selected based on specific performance criteria and are for illustrative purpose only. Such investments are all the investments that have been made by ALS-IF as of 2016. It should not be assumed that ALS-IF will make comparable investments, or that the investments by the ALS-IF in the future will be profitable or will equal the performance of such investments.
The information contained herein is not intended to provide, and should not be relied upon for accounting, legal or tax advice or investment recommendations and does not take into account the investment objectives, financial situation or needs of any particular investor. These should be considered, with professional advice, when deciding if an investment is appropriate. This Website contains certain “forward-looking statements”. The words “anticipate”, “believe”, “expect”, “project”, “forecast”, “estimate”, “likely”, “intend”, “should”, “could”, “may”, “target”, “plan” and other similar expressions are intended to identify forward-looking statements. Indications of, and guidance on, future earnings and financial position and performance are also forward-looking statements. Due care and attention has been used in the preparation of forecast information. Such forward-looking statements are not guarantees of future performance and involve known and unknown risks, uncertainties and other factors, many of which are beyond the control of SUNU or the ALS-IF, that may cause actual results to differ materially from those expressed or implied in such statements. There can be no assurance that the actual outcomes will not differ materially from these statements. None of SUNU, ALS-IF or any other person gives any representation, warranty, assurance or guarantee that the occurrence of the events expressed or implied in any forward-looking statements in this Website will actually occur. Both SUNU and ALS-IF disclaim any obligation or undertaking to publicly update any forward looking statements, whether as a result of new information or future events.
This Website does not constitute an offer, invitation, solicitation, advice or recommendation with respect to the issue, purchase, or sale of any stapled securities or other financial products in the ALS Investment Fund. Any securities of the ALS Investment Fund are not being registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States or to U.S. persons except pursuant to an applicable exemption from such registration. Any offering of securities will be made to qualified investors only by means of a prospectus or offering memorandum containing detailed information regarding the issuer and its management, and risk factors, including liquidity risks, and other material aspects of the investment and should be read carefully before an investment decision is made. Such prospectus or offering memorandum will be made available through SUNU.
The contents of this material have not been independently verified. No representation or warranty, both explicitly or implied, is or will be made in relation to, and no responsibility or liability is or will be accepted by SUNU or the ALS-IF (or any of its partners, directors, officers, employees, advisers, agents, representatives and consultants) as to or in relation to, the accuracy or completeness of this material or any further written or oral information. SUNU and ALS-IF expressly disclaims any and all liability which may be based on such information, errors therein or omissions there from. In particular, no representation or warranty is given as to the accuracy of any information (financial or otherwise) contained herein.